Job highlights

- 6-11 years experience with SOX compliance in global financial services, CA/MBA/B.Com diploma, knowledge of COBIT and COSO frameworks
- Design and implement SOX compliance programs, conduct audits, develop risk assessments and control matrices, collaborate with stakeholders, and deliver SOX training

Job Title: Manager - SOX

Department: Audit and Compliance

Location: Mumbai

Experience: 6-11 Years

Diploma: B.com/ MBA / Chartered Accountant (CA) or any equivalent

Requirements

- Design and implement SOX compliance programs for global financial services, ensuring adherence to regulatory requirements and industry standards.
- Develop and maintain process documentation, risk assessments, and control matrices to support SOX compliance.
- Conduct audits and reviews of financial processes and controls, identifying areas for improvement and implementing remediation plans.
- Collaborate with internal stakeholders, including finance, operations, and technology teams,



to ensure effective implementation of SOX controls.
- Develop and deliver training programs to employees on SOX compliance, policies, and procedures.

Preferred Skills

- Experience with SOX compliance in a global financial services organization, preferably with a Big Four accounting firm or a multinational corporation.
- Knowledge of COBIT, COSO, and other relevant frameworks for IT and financial control environments.
- Familiarity with audit and compliance tools, such as ACL, SAP, or Oracle, and experience with data analytics and visualization.
- Solid understanding of global regulatory requirements, including SOX, GDPR, and AML, and experience with compliance reporting and metrics.
- Ability to lead and manage cross-functional teams, including auditors, accountants, and compliance professionals, and experience with project management and stakeholder management.

📌 SOX Manager (Mumbai)
🏢 hrindiasolutions.co.in
📍 Mumbai