- Provide expert-level guidance on investment compliance matters to internal and external stakeholders.

- Lead, coach, and guide a team of compliance analysts and managers. Ensure timely delivery of daily BAU tasks and ad-hoc client requests.

- Process Improvement & Risk Mitigation

- Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.

- Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.

- Strong understanding of ESG guidelines and frameworks.

- Ensure the effectiveness and accuracy of existing rules by analysing regulatory and client guidelines and facilitate the coding of relevant rules within Aladdins order management system.

- Address client-specific requirements to deliver tailored solutions that meet unique objectives.

- Collaborate with BlackRock Solutions to resolve Aladdin system issues and manage requirements, including maintaining the coding approvers table.

- Support fund managers by responding to queries related to pre- and post-trade rules and exceptions.





- Partner with various operations teams to enhance data availability and improve the quality of underlying data.

- Able to provide a four-eye check of the rule coded, whether it is working properly and resultant breaches if any.

- Providing cutting-edge solutions to client requirements (including coding the Compliance Reporting application) in sync with optimization of the rule library in place.

- Can appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.

- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.

- Scope client requirements against that of the system and perform maintenance to the clients account.

- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.

- Keep up to date with industry practice, product development and evolving regulations.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Senior Manager Investment Compliance Coding (Mumbai)
🏢 Mands Consulting Com
📍 Mumbai