1. Handling Client Complaints,

L itigations, Arbitration and Court cases on behalf of the c ompany

,

2. Drafting and f iling of submissions, replies, affidavits on behalf of the company

,

3. Review of all types of agreements and contracts

, NDAs etc.

4. To ensure compliance with various external and internal Rules, Regulations, Policies and Procedures related to

Stock B roking

,

DP

, NBFC and other SEBI-regulated business

.

5. Monitor relevant legal and regulatory developments and advise internal team

6. Maintain proper records of legal matter, agreements and documentations.

Qualification required

1. Law Degree (LLB)

/LLM with relevant experience in legal, financial services.

2. Experience in stock broking, capital market, NBFC or other SEBI-regulated entities will be preferred

3. Valuable drafting, communication, analytical and negotiation skills.

4. Ability to independently handle legal matter and coordinate with internal and external stake holding

📌 Senior Legal Manager (Mumbai)
🏢 PhillipCapital India
📍 Mumbai