Job highlights

- Experience in regulatory audits / IS audits / IT governance assessments. . Ability to independently interpret circulars and derive compliance obligations. . Strong documentation,analytical,and stakeholder management skills. . Certifications (Mandatory - at least one) . CISA. ISO / IEC 27001 Lead Auditor.
- Preferred Background .

Role Summary We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem

(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role demands robust regulatory interpretation capability, structured audit execution, and the ability to translate regulatory circulars into measurable, testable controls.

Key Responsibilities

1. Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control
2. frameworks and audit checkpoints.
3. Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,
4. and closure tracking.
5. Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
6. Validate control effectiveness through structured evidence review.
7.



Draft high-quality audit reports and management-ready observations.
8. Support client responses to regulatory queries and supervisory inspections.
9. Engage confidently with CXOs, compliance heads, IT teams, and regulators.
10. Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

1. Solid understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
2. Experience in regulatory audits / IS audits / IT governance assessments.
3. Ability to independently interpret circulars and derive compliance obligations.
4. Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory - at least one)

1. CISA
2. ISO/IEC 27001 Lead Auditor

Preferred Background Experience in banking, financial services, insurance, fintech, or other regulated entities

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Regulatory Auditor (Gurugram)
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