- Developing solid working relationship with clients . Ability to travel when required (minimal). .
- The Candidate will be involved in the development, planning and/or performing of Compliance audits across the firm with a focus around EMEA regulations and including:
- Assisting in the preparation of audit planning memoranda.
- Identifying and evaluating key risks and contributing to establishing audit scope.
- Leading walkthrough meetings and discussions with the purpose of developing audit test programs and identifying control issues.
- Executing audits in line with audit test programs and within time budgets and leading certain aspects of audits/reviews.
- Appropriately assessing potential findings for significance.
- Drafting audit reports; writing explicit and concise findings
- Communicating audit findings to the Internal Audit lead auditor and client management; assist with negotiating finalization of issues with senior client management.
- Track implementation of recommended processes designed to strengthen internal controls.
- Developing solid working relationship with clients
- Ability to travel when required (minimal).