Job highlights

- Deputise for the Head of Risk &
- Compliance as required

- 7+ years of financial services experience with minimum 5+ yearsexperience in Compliance

- Experience &

- Personal Attributes

- Experience operating in a regulated environment would be beneficial

A global, digitally enabled business that empowers a brighter future by connecting millions of people with their assets safely, securely and responsibly

Through our two businesses MUFG Retirement Solutions and MUFG Corporate Markets, we partner with a diversified portfolio of global clients to provide robust, efficient and scalable services, purpose-built solutions and modern technology platforms that deliver world class outcomes and experiences A member of MUFG, a global financial group, we help manage regulatory complexity, improve data management and connect people with their assets, through exceptional user experience that leverages the expertise of our people combined with scalable technology, digital connectivity and data insights

Overview

Compliance and Data Privacy Manager will support the Head of Risk &

- Compliance, in implementing, monitoring, and enhancing the Group Risk Management Framework

Compliance and Data Privacy Manager will advise and support the business to meet their regulatory obligations, in relation to processes, systems and controls, for regulatory and legislative changes within Compliance and Data Privacy

Regular engagement with operational staff and working collaboratively with second line functions, including those across the wider Group

Requiring excellent communication skills and the ability to deal effectively in a busy, complex environment with competing priorities

Oversee identifying areas for improvement and support continuous improvements across the business to minimise risk and to ensure changing business/industry trends are understood and regulatory compliance is maintained

Key Accountabilities and main responsibilities

Strategic Focus

Deputise for the Head of Risk &





- Compliance as required

Support the development, implementation monitoring, and enhancing the Risk frameworks in the Corporate Markets and Retirement Solutions divisions, across both India Hub (Operations) and MUFG InTime businesses

Assist with embedding the Group Risk Appetite Statement, including Data Privacy obligations

Operational Management

Support development and execution of compliance monitoring and assurance plan

Maintain regular engagement with key business and senior stakeholders on compliance/data privacy breaches and incidents; facilitation of root cause analysis

Support review and updates of policy and procedures

Manage compliance monitoring reporting and MI

Interpretation of regulatory and data privacy obligations to key business and senior stakeholders

Oversee and support identification of regulatory change and project implementation

Support input into the delivery of regular reporting to governance committees

Support business and Head of Risk &

- Compliance with Regulatory responses

Embed & promote strong sustainable risk/compliance practices throughout team and organisation

People Leadership

Develop and maintain relationships with key stakeholders

Demonstrate Role Model behaviour

Governance &
- Risk

Ensure the Group Risk framework is implemented, including execution and monitoring of legislative and regulatory obligations

Review of Compliance and Data Privacy policies and procedures

Ensure the business is compliant in meeting their regulatory requirements

Support 1LoD effective management of Compliance environment

Experience &

- Personal Attributes

7+ years of financial services experience with minimum 5+ yearsexperience in Compliance

Sound understanding and of regulatory requirements

Solid analytical and organisation skills, with attention to detail

Ability to exercise independent judgement and discretion in performing duties

Resilience, adaptability, energy, authenticity, and openness

Experience operating in a regulated environment would be beneficial

📌 Compliance & Data Privacy Manager (Mumbai)
🏢 MUFG Pension u0026 Market Services
📍 Mumbai