WE ARE HIRING | Compliance Executive / Compliance Manager

Company: Sawalsha Leasing and Finance Pvt Ltd

Industry: NBFC / Financial Services

Location: Gurugram, Haryana

Department: Compliance

Key Responsibilities

- Ensure compliance with applicable RBI guidelines, NBFC regulations, and other statutory and regulatory requirements.
- Monitor regulatory updates and ensure timely implementation of changes in internal policies, procedures, and compliance practices.
- Manage regulatory filings, returns, and submissions to RBI and other relevant authorities within prescribed timelines.
- Ensure adherence to KYC, AML, customer due diligence, and applicable customer protection requirements.
- Maintain statutory records, compliance registers, regulatory documents, and other compliance-related records.
- Coordinate and assist in internal audits, statutory audits, regulatory inspections, and timely closure of audit observations.
- Review and update internal compliance policies, SOPs, and compliance manuals in line with applicable regulatory requirements.
- Monitor compliance with fair practices, lending regulations, and applicable customer protection guidelines.
- Prepare compliance reports, MIS, and regulatory updates for senior management, and support Board and Committee meetings, including agendas, minutes,



and resolutions, wherever applicable.
- Identify compliance risks, coordinate with internal departments and external auditors, and recommend corrective actions to strengthen the organisation's compliance framework.

- Required Qualifications & Skills

1. Graduate or postgraduate in Finance, Commerce, Law, or a related field, with relevant experience in compliance within an NBFC, banking, fintech, or financial services organisation.
- Good understanding of RBI guidelines, NBFC regulations, KYC, AML, customer due diligence, and statutory compliance requirements.
- Knowledge of regulatory reporting, compliance documentation, audit procedures, internal policies, and applicable lending regulations.
- Strong analytical, communication, coordination, and documentation skills, with proficiency in MS Excel and preparation of compliance reports.
- Preferred: Candidates with hands-on NBFC compliance experience and a solid understanding of RBI regulatory requirements.

Interested candidates can share their updated CV at: [email protected]

Contact No -(phone hidden)

Join Sawalsha Leasing and Finance Pvt Ltd and contribute to strengthening our regulatory compliance framework.

Work Location: In person

📌 Compliance Executive (Gurugram)
🏢 Sawalsha Leasing & Finance
📍 Gurugram