Job highlights

- NISM certifications would be preferred
- Should be able to draft letters and communicate with market participants
- Exchange background would be preferred
- To handle day to day activities pertaining to Surveillance & investigation of Equity, Equity F&O; and Currency Derivatives segment to ensure data integrity, Regulatory compliance, timely submission of Regulatory reports, ad hoc queries raised by Regulator and MIS.
- To analyse and evaluate the alerts from depositories, surveillance system and the scrips referred by SEBI.
- Checking ad hoc MIS for senior management.
- Computation of monthly penalties and solving queries from members with respect to quarterly shareholding disclosure of securities.
- Issuance of circulars - Checking and issuing circulars on website accurately and to draft circulars in order to disseminate the directions issued by SEBI.




- Make necessary updates in the system for debarred entities. Sending letters to the concerned member & mails to the concerned departments if the entities mentioned therein are registered with the Exchange.
- Evaluation and analysis of alerts - Analysis of alerts sent by surveillance, depositories or scrips referred by SEBI and preparing the closure report thereof.
- Handling queries, preparing reports during SEBI inspection and quarterly disclosures.

Key Skills and Experience:

- Knowledge of Capital and Currency Market, Exchange and SEBI compliance.
- Knowledge of MS Excel, Business analysis tools etc.
- Should be able to draft letters and communicate with market participants.
- NISM certifications would be preferred.
- Exchange background would be preferred.

📌 Assistant Manager - Surveillance and Investigation (Mumbai)
🏢 Metropolitan Stock Exchange of India (MSE)
📍 Mumbai