Job Description: Processes, Controls & Governance (Big4)

Position: Consultant to Senior Manager – Processes, Controls & Governance
Experience: As per the applicable designation and hiring requirements
Preferred Industries: Banking, NBFCs, and Fintech
Preferred Background: Big 4 / Big 6 consulting firms or internal controls teams within banks and NBFCs

Role Overview
We are looking for experienced professionals in Processes, Controls & Governance to lead and execute engagements involving Internal Financial Controls (IFC), Internal Controls over Financial Reporting (IFCoFR), Sarbanes-Oxley (SOX) compliance, and risk and control transformation.
The role involves working with clients in the banking, NBFC, and fintech sectors to assess control environments, identify risks and control gaps, implement effective control frameworks, and strengthen governance and compliance practices.

The ideal candidate should possess solid technical knowledge of SOX, COSO, IFC, and IFCoFR frameworks, along with experience in engagement management, client relationship management, team leadership,



and preparation of technical reports and proposals.

Key Responsibilities

1. Internal Controls & SOX Advisory
• Lead engagements involving the design, implementation, assessment, testing, and optimization of internal control frameworks.
• Evaluate existing control environments to identify gaps, inefficiencies, and areas of non-compliance.
• Develop and review Risk and Control Matrices (RCMs), process narratives, flowcharts, and control documentation.
• Conduct process walkthroughs to understand business processes, identify key risks, and evaluate the adequacy of controls.
• Assess the design and operating effectiveness of controls through Test of Design (ToD) and Test of Operating Effectiveness (ToE).
• Support clients in implementing SOX compliance frameworks, particularly controls over financial reporting.
• Recommend improvements to strengthen control effectiveness and reduce operational and

📌 Process Control Manager (Mumbai)
🏢 Talentvisorr
📍 Mumbai