Job Title: KYC Onboarding Executive
Company: Allvest Securites Pvt. Ltd.
Location: Kurla, Mumbai, Maharashtra

Job Summary:
We are seeking a KYC Onboarding Executive to manage the client onboarding process for
our stock broking and depository services. The role involves verifying client documentation,
ensuring compliance with regulatory requirements, and facilitating a seamless account
opening experience for clients.

Key Responsibilities:
• Handle end-to-end client onboarding for trading and demat accounts.
• Verify and process KYC documents as per SEBI, NSDL/CDSL, and exchange
regulations.
• Ensure compliance with AML (Anti-Money Laundering) and PMLA guidelines.
• Coordinate with clients to collect and validate missing documents or resolve
discrepancies.
• Update client records and ensure timely account activation in the back-office system.
• Generate and maintain MIS reports related to KYC and account opening status.
• Work closely with compliance and operations teams to ensure smooth onboarding.




• Assist in internal and external audits by providing required documentation.

Key Skills & Competencies:
• Strong knowledge of KYC norms, PMLA, and SEBI regulations.
• Experience with stock broking / depository onboarding processes.
• Attention to detail and ability to identify discrepancies in documents.
• Proficient in MS Excel and KYC/Back-office software.
• Positive communication and coordination skills.

Qualifications & Experience:
• Graduate in Commerce / Finance / Economics or equivalent
• 5 – 7 years of experience in KYC and client onboarding in broking
• NISM-Series VI (Depository Operations Certification) preferred.

Work Conditions:
• Location: Kurla, Mumbai, Maharashtra
• Working Days: 5/6 days as per company policy
• Timings: As per market hours / operational requirements

📌 KYC - onboarding (Kurla)
🏢 Allvest Securities
📍 Kurla