Job Summary

• Ensuring the CCIB and WRB businesses are compliant with Group & local financial crime regulatory obligations.
• Country Risk Framework owner for AML/Sanctions/CDD/FRM/ABC/ATE risk appetite, assessment and acceptance as defined under ERMF and ORF, dispensation, recent product launches and RA.
• Management of all standards for FCC related requirements
• Country FC Policy Owner Including CAs.
• Supporting regulatory relationships management activities as required.

Key Responsibilities

Strategy

• Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the Country for necessary FCC risk controls related to Anti Money Laundering (AML), Sanctions, Client Due Diligence (CDD), Fraud Risk Management (FRM), Anit-Bribery and Corruption (ABC) & Anti-Tax Evasion of SCB India.
• FCC oversight support to FCC teams in the South Asia Cluster (Bangladesh, Nepal and Sri Lanka)

Business

• Analyse comprehensive impact of financial crime related regulatory matters on the relevant business area and its operations.




• Ensure that key changes (to laws, rules, regulations) are communicated and cascaded (in country), coordination with group communications
• Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends
• Keep track of and provide advice to relevant stakeholders on the interpretation and application of regulatory expectations, laws, best practices and policies related to FCC risks

Processes

• Develop, keep up to date and recommend for approval by the relevant Risk Committee, appropriate policies/Local Addendums to Group Policies/Standards, processes/DOIs to address financial crime risks related to AML, Sanctions, CDD, FRM, ABC & Anti-Tax Evasion, aligning with relevant regulatory requirements.
• Providing governance and oversight over the implementation of FCC – related policies and procedures country to ensure compliance with such policies and procedures
• Provide policy gu

📌 Spl'st, Policy Professional (Mumbai)
🏢 Standard Chartered India
📍 Mumbai