Job Summary

• Ensure timely submission of the FIU- Regulatory reports – STR, CTR, NTR, CBWTR, CCR
• Performance of control execution related to FCC process
• Suport post AML actions activities including updation of names in the internal watchlist, updation of various action dates in ECM and ECM case closures
• Implementation of various regulatory changes related to FIU reporting

Key Responsibilities

• Timely submission of the regulatory reports
• Timely submission of the control checks

Processes

• FCC

People & Talent

• Provide leadership, management and coaching to direct reports to ensure they are highly engaged and performing to their potential.
• Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
• Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and cooperative, inclusive yet effective and productive work practices are the norm.




• Ensure staff have clearly articulated and well understood roles and responsibilities through meaningful and accurate job descriptions.

Risk Management

• Understand technical aspects of systems relevant to AML Monitoring and transaction monitoring
• Review and assess existing system and controls relevant to FCC to ascertain operational performance and effectiveness.
• Align/support with the alignment of relevant systems and controls to industry best practice and close out any compliance gaps.
• Apply Group and FCC policies and processes (AML Monitoring) to manage risks.

Governance

• Attend relevant team meetings
• Ensure tracking and remediation of investigations related regulatory findings
• Prepare and cascade lessons learned from audit findings, FCC assurance activities and specific investigations

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standard

📌 Associate, FCC Controls (Mumbai)
🏢 Standard Chartered India
📍 Mumbai