Job Title: KYC Onboarding Executive

Company: Allvest Securites Pvt. Ltd.

Location: Kurla, Mumbai, Maharashtra

Job Summary

We are seeking a KYC Onboarding Executive to manage the client onboarding process for our stock broking and depository services. The role involves verifying client documentation,

ensuring compliance with regulatory requirements, and facilitating a seamless account opening experience for clients.

Key Responsibilities

- Handle end-to-end client onboarding for trading and demat accounts.
- Verify and process KYC documents as per SEBI, NSDL/CDSL, and exchange regulations.
- Ensure compliance with AML (Anti-Money Laundering) and PMLA guidelines.
- Coordinate with clients to collect and validate missing documents or resolve discrepancies.
- Update client records and ensure timely account activation in the back-office system.
- Generate and maintain MIS reports related to KYC and account opening status.
- Work closely with compliance and operations teams to ensure smooth onboarding.




- Assist in internal and external audits by providing required documentation.

Key Skills & Competencies:
- Strong knowledge of KYC norms, PMLA, and SEBI regulations.
- Experience with stock broking / depository onboarding processes.
- Attention to detail and ability to identify discrepancies in documents.
- Proficient in MS Excel and KYC/Back-office software.
- Valuable communication and coordination skills.

Qualifications & Experience:
- Graduate in Commerce / Finance / Economics or equivalent
- 5 – 7 years of experience in KYC and client onboarding in broking
- NISM-Series VI (Depository Operations Certification) preferred.

Work Conditions

- Location: Kurla, Mumbai, Maharashtra
- Working Days: 5/6 days as per company policy
- Timings: As per market hours / operational requirements

📌 KYC - onboarding (Kurla)
🏢 Allvest Securities
📍 Kurla