Compliance Officer (Ahmedabad)

Compliance Officer (Ahmedabad)

16 Oct
|
Siladitya Aich
|
Ahmedabad

16 Oct

Siladitya Aich

Ahmedabad

Role & responsibilities

Compliance oversight of PMS and AIF operations of Sameeksha Capital, including any ROC compliances

Work closely with the operations team and develop/oversee compliance framework for the business

Operations support for the client onboarding and client lifecycle

Regulatory interaction with SEBI and other regulatory authorities such as ROC, FIU-IND as and when necessary

Managing compliance reporting with SEBI and other relevant authorities

Drive Internal Audits with an independent external audit firm and ensuring implementation of outcome of such reports

Drive Insider trading related framework and compliance

Support under secretarial matters, as required. This person may help in Drafting/ Preparing/ Vetting / Analyzing various agreements

Compliance review and approvals of marketing materials

Preferred candidate profile

Team Player

2-6 yrs of exp

Ready to relocate to Ahmedabad

Exp in PMS/AIF

📌 Compliance Officer (Ahmedabad)
🏢 Siladitya Aich
📍 Ahmedabad

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