About The Opportunity

- Bullsmart is a fin-tech company that uses technology to help young people start investing, providing equal investment service opportunities and sharing cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.
- The company values providing premier investment services to beginners, offering abundant tools to guide investment decisions, and deeply caring about investor growth by fostering their investment skills.

Role &
- Responsibilities

- Ensure day-to-day compliance with SEBI regulations, circulars, and exchange/depository guidelines.
- Monitor and report suspicious transactions under Anti-Money Laundering (AML) guidelines.
- File periodic reports with regulatory authorities, including margin trading, financial disclosures, and KYC compliance updates.
- Manage various audits including internal audit and exchange surprise inspections.
- Submit System Audit Reports (SAR) and Annual Returns to respective exchanges in both digital and physical formats.
- Execute and report Bulk Deals to NSCCL.
- Activate and manage NEAT, TWS, CTCL, and IBT terminals for NSE, BSE, MCX-SX &
- USEIL.
- Calculate and report client margins/funding positions accurately to exchanges.
- Coordinate with internal teams to ensure margin trading clients submit necessary details pre-trade.
- Manage Pay-In and Pay-Out of funds for CM, F&O;, and CDS segments.
- Oversee Pay-In and Pay-Out of securities for CM segment.
- Ensure accurate and daily client margin reporting for F&O; and Currency segments to NSCCL.




- Handle day-to-day RMS and surveillance system operations, including file uploads and monitoring.
- Notify exchanges promptly of any changes in constituent structures.
- Keep KYC formats and client documentation aligned with regulatory updates; manage exchange registrations and uploads.
- Perform back-office accounting and DP operations for CM, F&O;, CDS, Mutual Funds, and CDSL (currently CM &
- F&O;).
- Implement changes based on new SEBI circulars and exchange notifications.
- Ensure accurate reconciliation of daily trades and timely T+1/T+2 settlements.
- Process client fund and security pay-ins/payouts within prescribed timelines.

Skills &

- Qualifications

Must-Have

- Graduate/postgraduate in Commerce, Law, or a related field.
- Minimum 3-4 years of experience in regulatory compliance, preferably in a stockbroking or financial services firm.
- Strong knowledge of SEBI, NSE, BSE, MCX, NCDEX, CDSL/NSDL regulations.
- Experience with NEAT, TWS, CTCL, RMS, and back-office software systems.
- Familiarity with AML guidelines, KYC norms, and trade settlements.
- Excellent analytical, communication, and problem-solving skills.
- High attention to detail and ability to work under regulatory deadlines.

Benefits &
- Culture Highlights

- Opportunity to work in a dynamic startup, stock broking setting.
- Career growth in legal, compliance, and corporate governance.
- Competitive salary and benefits as per industry standards.

Skills: sebi,bse,neat,trade settlements,nse,cdsl,aml,ncdex,mcx,kyc,tws,rms,nsdl,ctcl

📌 Compliance Officer (Bengaluru)
🏢 Neuraleap Group
📍 Bengaluru