Job Description: KYC Depository Participant (DP) Operations

Experience: 9–11 Years

Function: Operations / Compliance

Industry: Stock Broking / Capital Markets / Financial Services

Location: Gurgaon, Haryana

Role Type: Full-Time

Role Overview

We are looking for an experienced KYC Depository Participant (DP) professional with 9–11 years of relevant experience, primarily in Depository Participant operations. The ideal candidate should have robust expertise in demat account opening and maintenance, CDSL/NSDL operations, KYC verification, regulatory compliance, and end-to-end DP processes.

The candidate will be responsible for ensuring seamless DP operations, maintaining regulatory compliance, managing operational risks, and coordinating with depositories, exchanges, internal teams, and clients.

Key Responsibilities

• Depository Participant (DP) Operations — Primary Responsibility
• Manage end-to-end DP operations, including demat account opening, activation, modification, closure, and maintenance.
• Handle CDSL/NSDL-related activities, processes, portals,



and regulatory requirements.
• Oversee dematerialisation, rematerialisation, off-market transfers, inter-depository transfers, and other securities-related transactions.
• Manage DIS processing, e-DIS, DDPI, and related authorisations, wherever applicable.
• Handle pledge creation, invocation, closure, and release, along with securities transfer and settlement-related activities.
• Ensure timely processing of client requests, transaction instructions, and service requests within prescribed turnaround times.
• Reconcile DP records and resolve discrepancies related to client holdings, transactions, and depository records.
• Coordinate with CDSL/NSDL, clearing corporations, exchanges, and other relevant stakeholders for operational matters.
• Maintain DP records, documentation, registers, and audit trails in accordance with applicable regulations.
• KYC Client Onboarding
• Oversee KYC verification and client onb

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