Job Title: Dealer/Trader – Stock Broking

Department: Trading / Operations

Reporting To: Branch Manager / Head of Dealing

Location: [Pitampura, Delhi]

1. Job Purpose

Trade Execution - Execute clients’ and authorised proprietary trades in the stock market accurately and efficiently through the trading terminals, while ensuring compliance with the rules and regulations prescribed by SEBI, NSE, BSE, and other applicable stock exchanges.

Client Coordination - Receive and verify client orders through approved communication channels. Confirm order details, including scrip, quantity, price, and order type, before execution. Communicate trade confirmations and relevant order status to clients, wherever required.Maintain proper records of client instructions and trade-related communications. Handle client queries relating to order execution and trade status.

Risk Management- Check available trading limits and margin requirements before placing orders. Follow RMS (Risk Management System) instructions and limits prescribed by the company.Escalate margin shortages, unusual price movements, rejected orders, and other trading risks to the concerned department.Ensure that no trade is executed beyond the permitted client limits or assigned authority. Coordinate with the RMS and back-office teams for risk-related issues.

Regulatory Compliance

- Follow SEBI, NSE, BSE, and other applicable exchange rules, circulars, and company compliance policies.
- Ensure that all trades are supported by valid client instructions and proper documentation.
- Maintain confidentiality of client information, trading credentials, and order details.
- Report suspicious trading activity, unusual transactions, and potential violations to the Compliance Officer.




- Cooperate with internal audits, inspections, and regulatory reviews.

Trading Terminal and Operational Responsibilities

- Ensure proper use of the trading terminal and maintain the confidentiality of login credentials.
- Check terminal connectivity and report technical issues immediately.
- Reconcile order and trade details wherever required.
- Maintain dealing records, order logs, and other relevant documents as per company policy.
- Coordinate with the operations, accounts, and technical teams to resolve trade-related discrepancies.

3. Required Qualifications and Experience

- Graduate in any discipline; a degree in Commerce, Finance, or Business Administration is preferred.
- Relevant experience in a stock broking firm or dealing operations will be preferred.
- Knowledge of equity markets, stock exchange trading systems, and order execution procedures.
- Knowledge of NSE/BSE trading terminals and RMS procedures.
- Applicable NISM certification(s), as required for the assigned segment and role.

4. Skills and Competencies

- Accuracy and speed in order execution.
- Good understanding of stock market operations and trading terminology.
- Strong attention to detail and ability to work under pressure during market hours.
- Positive communication and client-handling skills.
- High standards of integrity, confidentiality, and professional conduct.
- Ability to identify and promptly escalate operational and compliance risks.

6. General Responsibilities The employee shall perform any other trading-related duties assigned by the management from time to time, consistent with the employee’s role, qualifications, and applicable regulatory requirements.

Pay: ₹30,000.00 - ₹40,000.00 per month

Work Location: In person

📌 Dealer/Trader – Stock Broking (Pitam Pura)
🏢 NDA Securities
📍 Pitam Pura