17 Oct
|
ICICI Securities
|
Navi Mumbai
17 Oct
ICICI Securities
Navi Mumbai
Roles & Responsibilities:
Ensuring compliance to SEBI (Prohibition of Insider Trading Regulation), 2015, the Companys Code of Conduct for Prohibition of Insider Trading (PIT)
Handling QSB related compliance
Monitoring of Structured Digital Database (SDD) of the company
Handle queries from internal stakeholders
Skills required:
The candidate should have solid analytical skills and ability to assess the changes in regulations.
The candidate should be robust in decision making, problem solving and provide guidance to internal teams
Experience in stock broking QSB compliances and handling employee trading related activities.
Knowledge and experience of MS-Office for preparing MIS.
Qualification:
Masters Degree or Equivalent Qualification
Certifications in Capital Market/area of Audit will be added advantage
📌 Compliance Employee Trade Monitoring Manager Navi Mumbai
🏢 ICICI Securities
📍 Navi Mumbai