17 Oct
|
PhillipCapital
|
Mumbai
17 Oct
PhillipCapital
Mumbai
Role & responsibilities
Designation: Assistant Manager - Surveillance
Job Description:
1) To detect unethical trading practice including fraud, ML, Insider trading.
2) FATF & IRA reporting.
3) Analyzing exchanges DP Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc
4) STR Reporting & handling Trackwizz application.
5) Conducting AML training of employee periodically.
6) To drive innovation & continuous improvement in surveillance function.
7) Support Maintain surveillance & AML policy.
Qualification required
Graduate.
Proficiency Microsoft Excel, Power Point & Word.
Working knowledge of verbal & written English communication.
Experience:
2 Years or more in Surveillance Audit Inspection Operations area.
Basic understanding and knowledge of trading mechanism across different financial instrument.
📌 Assistant Manager Surveillance And Aml Mumbai
🏢 PhillipCapital
📍 Mumbai