Role & responsibilities

Job Summary: We are looking for an experienced Compliance Officer to oversee and coordinate our compliance functions as per RBI NBFC guidelines.

Responsibilities include managing compliance tasks, coordinating board preparing Board / Committee Minutes, coordinating board and committee meetings, and handling statutory audits. The role also involves maintaining statutory records and managing various regulatory filings.

Sector: NBFC

Reporting into: Chief Compliance Officer

Key Responsibilities
Compliance Management: Ensure compliance with RBI NBFC and PMLA guidelines, manage audits, and maintain statutory records.
Meeting Coordination: Assist in managing board and committee meetings, including drafting agendas and minutes.
Regulatory Filings: File periodic reports with RBI,



handle ROC ,manage SEBI filings on BSE portals
Audit Interactions: Share data with auditors, interact with statutory/internal authorities, and support functions related to SEBI, BSE, NSDL/CDSL, and RBI.
CSR Compliance: Handle CSR compliances and interact with implementing agencies.

Key Requirements
Attention to detail and high accuracy.
Ability to work independently and in teams.
Robust analytical and problem-solving skills.
Proficiency in compliance and audit management software
Experience with RBI inspections and regulatory interactions.
Proficient in PowerPoint presentation

📌 Compliance Delhi (India)
🏢 Intellectual Capital HR Consulting
📍 India