About the Role

Looking for a highly responsible, proactive, and experienced professional to manage and operate their Mutual Fund Distribution and Equity/Stock Trading business.

The individual will be responsible for day-to-day operations, client servicing, transaction execution, portfolio support, and business development across Mutual Funds and Equity markets. The ideal candidate should possess a good understanding of financial products and capital markets, strong attention to detail, excellent client-handling skills, and the ability to independently manage day-to-day operations.

Key Responsibilities

Mutual Fund Business

- Manage end-to-end MF transactions (Investments, redemptions, switches, SIPs)
- Handle client onboarding, KYC, & documentation
- Assist clients with product information & queries
- Track client portfolios, SIPs, investments & service requests
- Coordinate with AMCs, RTAs, and other intermediaries
- Maintain accurate records and ensure timely completion

Equity / Stock Market Operations

- Handle day-to-day equity trading operations
- Execute client instructions accurately
- Monitor market movements and share relevant information
- Track equity portfolios, corporate actions
- Maintain proper transaction records and ensure accuracy

Client Relationship & Business Development

- Build and maintain strong client relationships
- Respond promptly to client queries
- Support acquisition of recent clients and business development
- Identify opportunities to increase AUM and client relationships
- Support the team in achieving business and revenue targets

Compliance & Operations





- Ensure compliance with regulatory and internal requirements
- Maintain confidentiality and security of client information
- Ensure proper documentation and record-keeping
- Coordinate with internal and external stakeholders
- Maintain high standards of accuracy, integrity, and professionalism

Mutual Fund Business

- Manage end-to-end MF transactions (Investments, redemptions, switches, SIPs)
- Handle client onboarding, KYC, & documentation
- Assist clients with product information & queries
- Track client portfolios, SIPs, investments & service requests
- Coordinate with AMCs, RTAs, and other intermediaries
- Maintain accurate records and ensure timely completion

Equity / Stock Market Operations

- Handle day-to-day equity trading operations
- Execute client instructions accurately
- Monitor market movements and share relevant information
- Track equity portfolios, corporate actions
- Maintain proper transaction records and ensure accuracy

Client Relationship & Business Development

- Build and maintain strong client relationships
- Respond promptly to client queries
- Support acquisition of new clients and business development
- Identify opportunities to increase AUM and client relationships




- Support the team in achieving business and revenue targets

Compliance & Operations

- Ensure compliance with regulatory and internal requirements
- Maintain confidentiality and security of client information
- Ensure proper documentation and record-keeping
- Coordinate with internal and external stakeholders
- Maintain high standards of accuracy, integrity, and professionalism

Candidate Profile

Experience

- 3 – 5 years of relevant experience in Mutual Funds, Stock Broking, Wealth Management, Financial Services, Investment Operations, or a similar role.
- Prior experience handling Mutual Fund and Equity/Stock market operations will be strongly preferred.

Education

- Graduate in B.Com, BBA, BBM, MBA, Finance, Economics, or any relevant discipline.
- Relevant certifications in Mutual Funds / Securities / Financial Markets will be an added advantage.

Key Skills

- Strong knowledge of Mutual Funds and Equity Markets
- Good understanding of investment products and financial markets
- Excellent communication and interpersonal skills
- Strong client relationship management abilities
- Good numerical and analytical skills
- Attention to detail and accuracy
- Ability to work independently and take ownership
- Good proficiency in MS Excel and office applications
- Strong integrity and professional ethics

What We Are Looking For

Individuals looking to build a career in Wealth Management and Financial Services, who take ownership of their work, and are passionate about helping clients create and manage wealth.

📌 Mutual Fund & Equity Operations Executive (Mangalore)
🏢 People Gamut HR Solutions
📍 Mangalore