Job Role

Role Title

: Compliance Officer

Location

: GIFT City, Gujarat

Experience

: 5+ years

Company Overview

It is a private equity
investment platform focused on the Indian mid-market. The firm was established
to address the capital gap faced by promising Indian mid-market businesses and
positions itself as a value-added investment partner, combining capital with
operational capabilities to help portfolio companies scale.

Role:

A Compliance Officer at an AIF/Fund Management Entity in
GIFT City is responsible for ensuring that the fund, investment manager and
fund-related activities remain compliant with IFSCA regulations, SEBI
requirements (where applicable), the fund’s PPM, and other regulatory
obligations. IFSCA specifically requires FMEs to ensure appropriate disclosures
and filings for fund/scheme documents, including the PPM.

Key responsibilities:

• AIF/Fund
Compliance: Monitor day-to-day compliance of AIF schemes with applicable
IFSCA/SEBI regulations, circulars and guidelines.

• PPM
– Private Placement Memorandum:



Review and coordinate preparation/updation
of PPM, ensuring required disclosures on fund structure, investors,
strategy, risks, governance, fees and other terms are accurate.

• Regulatory
Filings: Coordinate periodic and event-based filings/reports with IFSCA,
SEBI and other authorities, including maintaining compliance calendars and
tracking deadlines. SEBI continues to prescribe specific AIF reporting
requirements.

• Fund
Compliance: Ensure compliance with fund documentation, investment
restrictions, investor-related requirements, governance procedures and
internal policies.

• Regulatory
Updates: Track changes in SEBI AIF Regulations, IFSCA Fund Management
Regulations and circulars, assess their impact and implement necessary
changes.

• Investor/Stakeholder
Compliance: Coordinate with fund managers, trustees/fiduciaries, legal
counsel, administrators, auditors and investors on compliance matters.

• AML/KYC:
Support monitoring o

📌 Compliance officer (India)
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📍 India