This role requires completion of NISM VD & NISM XXVB before joining date.
:
- Handle client onboarding documentation including KYC and client registration forms.
- Ensure accurate and timely completion of client onboarding.
- Set up client profiles on various platforms (MFU, NSE).
- Verify client information and ensure compliance with onboarding documentation requirements.
- Facilitate account opening for various assets such as Stocks, PMS, International Platforms, Bonds, FDs, and other investment products.
- Set up and check implementation platform accounts
- Coordinate with product management teams and providers for account opening and activation.
- Process financial and non-financial transactions (Purchase, redemptions , switches, etc.) accurately, with zero errors.
- Set up and manage daily transaction processing with client communication and coordination.
- Perform post-transaction checks and maintain MIS and audit trails.
- Ensure recent clients login credentials activation and platform access.
- Maintain client masters, databases, CRM, KYC, and other data in internal systems.
- Daily update of portfolio data across asset classes for clients and maintain proper documentation.
- Service client portfolio reporting needs, investment and tax reporting needs and other related requirements with quality and timeliness
- Regular AUM reconciliation for quality portfolio data
- Support compliance requirements on an ongoing basis including new SEBI IA documentation requirements and reporting. Ensure adherence to internal SOPs and assist in periodic updates of Standard Operating Procedures.