Company: Leading Banking & Financial Services Organization
Industry: BFSI / Mutual Funds / Stockbroking
:
We are looking for an experienced Legal & Compliance skilled to manage legal agreements, regulatory compliance, and AML/CFT requirements for an international investment and trading platform.
Key Responsibilities:
- Draft, review and negotiate client, vendor and business partner agreements.
- Manage regulatory compliance and AML/CFT requirements.
- Oversee KYC, client onboarding, risk assessment and sanctions screening.
- Monitor regulatory changes and ensure compliance with applicable laws.
- Coordinate with business, operations, technology teams and external legal counsel.
- Support regulatory audits, inspections, reporting and compliance training.
Candidate Requirements:
- Degree in Law (LLB/LLM) or relevant CA qualification preferred.
- Relevant experience in Legal, Compliance or AML/CFT within BFSI, stockbroking, mutual funds, banking or fintech.
- Strong knowledge of legal agreements, regulatory requirements and client onboarding controls.
- Knowledge of Mauritius FSC regulations will be an advantage.
- Excellent analytical, drafting and communication skills.