- Monitor and track regulatory guidelines, circulars, and notifications issued by RBI, NHB, and other regulatory authorities.
- Assist in compliance monitoring, regulatory reporting, and submission of periodic returns.
- Maintain compliance registers, trackers, and regulatory records.
- Coordinate with various departments for compliance-related data collection and reporting.
- Assist in reviewing and updating internal policies and procedures in line with regulatory requirements.
- Support compliance testing, compliance risk assessment, and monitoring activities.
- Assist in handling regulatory inspections, audit observations, and compliance-related queries.
- Prepare MIS reports, presentations, and compliance-related documentation for management and committees.
- Ensure proper documentation and maintenance of compliance records.
Preferred candidate profile
Qualification:
- Bachelors degree in law (LL.B.) from a recognized University/Institution.
Experience:
- Minimum 2 years of relevant experience in the Compliance, Legal, or Regulatory function of an NBFC/HFC.
- Exposure to RBI/NHB regulations and regulatory compliance will be preferred.