EquityPandit Financial Services Private Limited is seeking an experienced Compliance Officer who will handle end-to-end compliance activities, with a strong focus on SEBI regulations, statutory filings, and governance support. If you enjoy keeping things in order, spotting risks before they become problems, and ensuring the company stays on the right side of the law, this role is for you.
Key Responsibilities:
- Manage all SEBI-related compliances, filings, and disclosures.
- Prepare and file reports with stock exchanges and regulatory bodies.
- Maintain statutory registers, minutes, resolutions, and secretarial records.
- Support Board and Committee meetings — drafting agendas, notices, and minutes.
- Monitor changes in laws and ensure the company remains up to date and compliant.
- Coordinate with auditors, regulators, and internal teams for timely submissions.
- Review agreements, policies, and processes for compliance gaps.
- Assist in drafting corporate governance documents and internal compliance frameworks.
- Maintain documentation for inspections, audits, and internal reviews.
Requirements:
- Hands-on experience with SEBI Regulations (Investment Advisor/Broking/PMS/AIF).
- Good drafting, reporting, and communication skills.
Experience: 3+ years of experience in SEBI compliance.
Qualifications:
- Qualified Company Secretary (CS) certification
Experience:
- Broking: 1 year (Preferred)
- PMS: 1 year (Preferred)
- AIF: 1 year (Preferred)
- SEBI Regulation Advisory: 1 year (Preferred)
License/Certification:
- Company Secretary (Required)
Work Location: Surat Pay: ₹40,000.00 - ₹70,000.00 per month
Advantages
- Paid sick time
Work Location: In person
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