Position: Manager – Compliance (B.Com/ M.Com, Semi Qualified CS)

PROBAY™ Limited
Location: Indirapuram, Ghaziabad
Employment: Full-Time | On-Site
Experience: 2–5 Years

About the Role
PROBAY™ Limited is looking for Manager – Compliance to assist in legal, regulatory and corporate compliance matters, particularly relating to SEBI Regulations, MCA/Corporate Laws, Trademark Registration & Prosecution, and financial-market intermediaries.

Key Responsibilities
1. SEBI & Securities Law Compliance
* Assist in SEBI, regulatory and securities-law compliance for clients.
* Conduct compliance reviews, gap analysis and prepare compliance reports.
* Research and interpret SEBI Regulations, Circulars, Notifications, Master Circulars and other regulatory requirements.
* Monitor regulatory changes and communicate their implications to clients.
* Assist with compliance requirements relating to Investment Advisers, Research Analysts, Portfolio Managers, AIFs, Stock Brokers and other financial-market intermediaries.




* Coordinate with clients and internal teams for timely completion of compliance requirements.

2. MCA & Corporate Compliance
* Assist in MCA/ROC-related compliances and filings under the Companies Act, 2013.
* Assist in matters relating to incorporation, alteration, changes in directors/KMP, shareholding and other corporate matters.
* Assist in preparation and filing of MCA e-forms and related documents.

3. Trademark Registration & Prosecution
* Assist in Trademark Registration and Prosecution matters before the Trade Marks Registry.
* Assist in preparation and filing of trademark applications.
* Assist in handling Examination Reports, Show Cause Notices, Oppositions, Counter-Statements, Evidence, Hearings and other trademark prosecution matters.

Eligibility
* B.Com/ M.Com, Semi Qualified CS.
*2-5 years of experience in legal, regulatory, corporate or compliance work.
* Good understanding of the Indian legal and regulatory framework.
* Solid command over written Engl

📌 Compliance Manager (Ghaziabad)
🏢 PROBAY
📍 Ghaziabad