Looking for AML KYC / Screening professional who understand and perform Ongoing Sanctions, AML, PEP and Negative News Screening to comply with Regulatory Requirements (i) SEC (Securities and Exchange Commission) requirements and (ii) investment guidelines stated in the Prospectus/Statement of Additional Information (SAI). Officer has direct managerial responsibility, along with oversight for risk mitigation and responsibility for both day to day and ongoing performance management of their team.

Ongoing Screening is automated matching of input records example clients, customers and accounts and sub-accounts (collectively 'Customers'), of State Street, Securities, Brokers, etc., against lists State Street's Corporate Minimum List Set as set forth by the Anti Money Laundering and Sanctions Business Unit Standard Operating Procedure using matching logic to determine if there are any potential matches to a list. This is a permanent position within the department in Bangalore.

Perform end to end Sanctions, AML, PEP and Negative News Screening for Customers, Investors, Securities, Broker, etc., Review and disposition alerts by conducting detailed investigations including name matching entity resolution, and risk assessment.
Maintain high quality standards while meeting productivity and SLA targets.
Manage day to day operations of the screening team across one or more locations, ensuring workload balance and capacity planning.
Monitor productivity, quality an aging metrics, drive corrective actions a to prevent backlogs and SLA breaches.
Act as appoint of contract for FCC, Risk, Audit and business stakeholders on screening related manners.




Lead quality assurance reviews root cause analysis and remediation of identified gaps
Support regulatory exams, internal audits and issue management activities.
Provide coaching training and performance feedback o team members
Ensure effective BCP coverage and cross hub collaboration for uninterrupted operations
Contribute to policy updates procedure enhancements and control strengthening initiatives
Providing technical and specialist support to the Global AML Center (GAC) Ongoing Screening Team
Problem-solving and critical analysis experience, highly responsive and driven
Excellent collaboration, communication, presentation, and networking skills
Significant prior financial services industry experience preferred
Knowledge of Sanctions, OFAC, anti-money laundering laws, PEP, Negative News Materiality assessment is mandatory
Prior experience in driving UAT/Prod testing related to applications upgrades & during new screening work Transitions & report issues actively to platforms team. Conflict management and robust customer service rendering experience.

These skills will help you succeed in this role:




Strong people management skills and prior experience in a supervisory capacity with responsibility for coaching and development of direct reports (expectation of Minimum 7+ years' supervisory experience)
Good knowledge of AML regulations like OFAC, USA Patriotic Act, Bank Secrecy Act etc.
Ability to analyze investment guidelines and policies to determine testing requirements
Excellent communication, organization, interpersonal planning, and analytical skills

Graduate and above preferably in Finance
Hands on experience on perform Ongoing Sanctions, PEP, AML and Negative News Screening
Minimum 4 years of people handling experience

Any Certificate on AML fields like ACAMS, ICA etc
Advance Excel / VBA

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you'll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

📌 Anti-Money Laundering Manager (Permanent) (Bengaluru)
🏢 State Street
📍 Bengaluru