Company: Affinisio Technologies delivers enterprise-grade compliance automation solutions for listed companies, financial institutions, and professional firms. The firm has offices in Mumbai, Goa, Dubai and Singapore and is looking to expand across Asia Pacific, South Asia, Middle East. The platform streamlines complex regulatory processes, including insider trading monitoring, pre-clearance, related-party transactions, disclosures, and governance workflows.

Solutions are deployed within client infrastructure to maintain full data ownership, security, and regulatory control. Affinisio focuses on enabling organizations to automate compliance obligations to improve operational efficiency and meet evolving regulatory expectations. The company works closely with clients to adapt workflows to their specific governance and compliance needs.

For more information about the firm and its business, please visit www.affinis.io.

Role: The Regulatory Specialist is a full-time role responsible for supporting the design, implementation, and optimization of Affinisio’s compliance automation solutions. Day-to-day tasks include interpreting regulatory requirements, implementing them to system and client workflows, and collaborating with product and engineering teams to ensure accurate regulatory coverage. The role involves demonstrating, reviewing, show-casing and testing features relevant to regulated and listed companies and financial institutions, and validating that automated processes help clients meet regulatory requirements.

The Regulatory

Specialist will work with clients to understand their governance frameworks,



assist in onboarding and configuration, and provide ongoing advisory support on regulatory changes. The role also includes preparing internal documentation, training materials, and participating in quality reviews to maintain high compliance and control standards.

Work-Experience: 0-3 Years

Location: Mumbai

Employment Type: Full-Time

Qualifications

- Candidates should possess strong skills in Regulatory Compliance and Regulatory Affairs, with experience applying these in financial services, listed companies, or professional firms.
- Candidates should possess expertise in interpreting and operationalizing Regulatory Requirements, including securities regulations, insider trading rules, listing and disclosure obligations.
- Candidates should possess strong Analytical Skills, including the ability to assess regulatory risk, analyze complex workflows, and translate rules into structured processes.
- Candidates should possess excellent Communication skills for explaining regulatory concepts to technical and non-technical stakeholders and clients, and for creating transparent documentation and client-facing materials.
- Relevant qualifications such as a degree in Law, Finance, Corporate Secretarial, Regulatory Compliance, or a related field are beneficial; professional certifications (e.g., compliance or regulatory certifications) are an advantage.
- Experience with compliance technology, governance workflows, or enterprise software implementations, and the ability to work independently in a cross-functional environment, are highly beneficial.

📌 Regulatory Specialist (Mumbai)
🏢 Affinisio Technologies
📍 Mumbai