Roles & Responsibilities
Develop and maintain governance and control frameworks across AML, Sanctions, and ABC.
Prepare risk assessments, MI reports, and audit/regulatory readiness reviews.
Support FCC training programs and policy implementation.
Assist in transitioning regional operations to a global service model.
Maintain risk registers, review transaction monitoring alerts, and support name screening/payment filtering escalations.
Conduct due diligence for vendors, gifts, events, sponsorships, and donations.
Participate in UAT, FCC system reviews, and ad-hoc projects.
Requisites
Knowledge of AML, Sanctions, ABC, and FCC compliance.
Understanding of risk assessments, governance, and regulatory controls.
Experience with transaction monitoring and name screening processes.
Robust analytical, documentation, and communication skills.
Ability to coordinate with global teams and manage multiple tasks.
📌 Compliance Fcc Mumbai
🏢 Nomura
📍 Mumbai
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