Company: Leading Banking & Financial Services Organization
Industry: BFSI / Mutual Funds / Stockbroking
:
We are looking for an experienced Legal & Compliance skilled to manage legal agreements, regulatory compliance, and AML/CFT requirements for an international investment and trading platform.
Key Responsibilities:
Draft, review and negotiate client, vendor and business partner agreements.
Manage regulatory compliance and AML/CFT requirements.
Oversee KYC, client onboarding, risk assessment and sanctions screening.
Monitor regulatory changes and ensure compliance with applicable laws.
Coordinate with business, operations, technology teams and external legal counsel.
Support regulatory audits, inspections, reporting and compliance training.
Candidate Requirements:
Degree in Law (LLB/LLM) or relevant CA qualification preferred.
Relevant experience in Legal, Compliance or AML/CFT within BFSI, stockbroking, mutual funds, banking or fintech.
Robust knowledge of legal agreements, regulatory requirements and client onboarding controls.
Knowledge of Mauritius FSC regulations will be an advantage.
Excellent analytical, drafting and communication skills.