Role & responsibilities
Monitor and track regulatory guidelines, circulars, and notifications issued by RBI, NHB, and other regulatory authorities.
Assist in compliance monitoring, regulatory reporting, and submission of periodic returns.
Maintain compliance registers, trackers, and regulatory records.
Coordinate with various departments for compliance-related data collection and reporting.
Assist in reviewing and updating internal policies and procedures in line with regulatory requirements.
Support compliance testing, compliance risk assessment, and monitoring activities.
Assist in handling regulatory inspections, audit observations, and compliance-related queries.
Prepare MIS reports, presentations, and compliance-related documentation for management and committees.
Ensure proper documentation and maintenance of compliance records.
Preferred candidate profile
Qualification:
Bachelors degree in law (LL.B.) from a recognized University/Institution.
Experience:
Minimum 2 years of relevant experience in the Compliance, Legal, or Regulatory function of an NBFC/HFC.
Exposure to RBI/NHB regulations and regulatory compliance will be preferred.