Join us as a Trade Transaction Reporting Manager VP, Regulatory Reporting Assurance
Responsibilities
- Well look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations
- Youll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation
- As a key member of our team, youll enjoy extensive collaboration and can expect great visibility for you and your work
- We're offering this role at vice president level
- As a Trade Transaction Reporting Manager, youll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. Youll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums.
- Working proactively with stakeholders, youll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.
- Youll also be:
- Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
- Acting as Chair of the governance forums,
to make sure daily processes are being completed within agreed service level agreements
- Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
- Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
- Supporting operational readiness and preparation for new and changed regulations
The skills you'll need
To thrive in this role, youll need a strong understanding of regulatory reporting requirements, across multiple global regulators, coupled with a good understanding of relevant asset classes and structured trading businesses, ideally experienced through a trade reporting or middle office environment.
In addition, youll need:
- Strong experience in Regulatory reporting and assurance along with positive understanding of investment banking products.
- Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
- The ability to build, develop and engage strong relationships with stakeholders
- An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks