To perform the following responsibilities and duties:
• Drafting of Agenda papers, Circular resolutions & Minutes;
• Filing of disclosures with Stock Exchange;
• Filing of Corporate Action and Listing Forms for crediting and Listing of ESOP shares with the Stock Exchange(s);
• Ensuring compliances under IEPF for transfer of dividend and shares;
• Handling pre and post AGM / Postal Ballot compliances;
• Ensuring compliances under SEBI (PIT) Regulations and Company’s policy on personal securities trading;
• Managing and handling various audits of the Company;
• Preparing SOPs/Checklist on various notification, circulars issued by the SEBI or under the Companies Act, 2013;
• Filing of various forms with MCA, RBI and other relevant governmental authorities; and
• Any other routine matter related to Secretarial function.
📌 Assistant Manager (Mumbai)
🏢 Nippon India Mutual Fund
📍 Mumbai
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