: Lead – DP KYC

Experience: Minimum 9 Years

Role Overview

We are looking for an experienced qualified to lead Depository Participant (DP) Operations, with additional responsibility for KYC operations, ensuring smooth processing, regulatory compliance, and operational accuracy.

Key Responsibilities

- Lead end-to-end DP operations, including demat account opening, maintenance, modifications, closures, transmission, rematerialisation, pledging, and unpledging.
- Manage KYC processes, including account verification, documentation, KRA/CKYC compliance, and data validation.
- Ensure compliance with SEBI, NSDL/CDSL, and other applicable regulatory guidelines.
- Handle DP reconciliations, audit requirements, exception management, and regulatory reporting.
- Work extensively on NSDL/CDSL systems, DPM/DP software, KRA/CKYC portals, and Advanced Excel.
- Maintain accurate records, resolve operational discrepancies, and ensure timely processing of requests.
- Coordinate with internal teams, exchanges, depositories, auditors, and compliance departments.




- Monitor process efficiency, identify operational gaps, and implement improvements.
- Guide team members and ensure adherence to SOPs, internal controls, and service standards.

Required Skills Qualifications

- Minimum 9 years of relevant experience in the Depository Participant industry, with strong hands-on DP operations expertise.
- In-depth knowledge of NSDL/CDSL processes, DP compliance, and applicable SEBI regulations.
- Proficiency in all relevant DP systems, operational software, KRA/CKYC portals, and Advanced Excel.
- Strong understanding of documentation, reconciliation, audit, and compliance processes.
- Excellent problem-solving, analytical, communication, and team-management skills.

Preferred Candidate: A seasoned DP operations professional with solid technical expertise, regulatory knowledge, and the ability to independently manage end-to-end DP functions, along with KYC operations.

📌 Lead - DP (Gurugram)
🏢 Univest
📍 Gurugram