Role & responsibilities

- Convening Board, Committee Meetings and Annual General Meeting of the Company
- Handling Secretarial Activities independently, including dealing with Board members
- Filing, registering any document including forms, returns and applications by and on behalf of the company as an authorized representative with SEBI or any other competent authority.
- Ability to handle the Audit queries independently i.e. secretarial audit, internal audit, statutory audit etc.
- Experience in SEBI ERP (ESG) compliances will be an added advantage including regulatory co-ordination
- Experience in handling compliance of SEBI
- Exposure of handling the Regulatory inspection/ audit etc.
- Monitoring changes in regulatory regime and taking appropriate action
- Provide Compliance advisory to stakeholders from perspective of Companies Act and SEBI
- Looking at compliance of secretarial & corporate laws
- Exposure of handling and mitigating conflict of interest under applicable regulatory regime




- Highlight emerging compliance risk to Group Head Compliance, Legal & Secretarial
- Vetting regulatory communications from Compliance Perspective
- Ensuring maintenance of all books & records statutorily required under Companies Act, 2013

Preferred candidate profile Proven experience as a Compliance / Secretarial Matters

- Knowledge of all the Securities Laws
- Deep interest in Securities Markets
- Proactive approach toward implementation of regulatory guidelines
- Excellent oral and written communication skills
- Ability to brief the Board / Senior Management
- Outstanding drafting skills
- Ability to multi-task
- Solid negotiation skills
- Ability to work individually and also in team

Educational Qualification:
- CS and preferably LLB/LLM
- 4 - 5 years of post-qualification experience in handling Secretarial & Compliance related work

📌 Company Secretary & Complaince Officer (Mumbai Suburban)
🏢 CARE Ratings
📍 Mumbai Suburban