Job highlights

- . 8+ years of experience and workingknowledge in compliance and governance function . .

Detailedjob description

- Providing end-to-end compliance coveragefor all Edelweiss Alternatives investment funds

- Preparing and filing applications with SEBI,and coordinating with SEBI officials for obtaining registration

- Reviewing documents pertaining to SEBIapplication, IMA, contribution agreements, product note and investorcommunication

- Reviewing and filing monthly/ quarterlyreports with SEBI

- Preparation of communication to SEBI/regulators for event-based filings and reviewing communication being sent to investors.

- Responding to and resolving queries raisedby business teams

- Implementing circulars and group level/other policies within Edelweiss Alternatives

- Ensuring compliance with PIT policy

- Maintaining and upkeeping regulatoryrecords

- Preparing dashboards and trackers for regulatory reportings/ filings

- Supporting in development andimplementation of policies, procedures, other documents and establishment andmaintenance of processes and controls governing business activities, such asmanuals, codes of conduct, practice notes, and the likes, to comply withapplicable laws, rules and regulations.

- Assessing the adequacy of compliancepolicies, procedures and guidelines,



resolving any identified deficiencies, andformulating proposals for revisions or amendments

- Providing comprehensive support duringregulatory audits, inspection and queries

- Coordinating with internal auditors forproviding data and clarifications

- Assisting in statutory, internal andspecial audits by collating data, and conducting preliminary review

- Preparing agenda and minutes of the IMBoard for AIF business activities

- Assisting in various system developmentsand automation initiatives

Expectedskill sets

- 8+ years of experience and workingknowledge in compliance and governance function

- Experience in AIF/AMC preferred

- Ability to manage stakeholders, collaborateacross teams and build relationships

- Ability to work in a high volume,fast-paced workplace with shifting priorities

- Demonstrated problem-solving andsolution-orientation with limited directions

- Articulate, and able to express thoughtsclearly in oral as well as written communication

Disclaimer This job posting and Location has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 CFO Office PMS Controller (Mumbai)
🏢 Edelweiss Global Investment Advisors
📍 Mumbai