Job Overview

This role will manage our end-to-end Securities Pay-in and Pay-out settlement lifecycle, and will oversee daily settlement operations, ensure compliance with clearing corporations. Will also collaborate closely with depositories and internal audit teams to mitigate risks and maintain seamless delivery.

Key Responsibilities

- Settlement Execution: Manage and execute the end-to-end process for daily Securities Pay-in and Pay-out.
- Core Operations: Oversee daily settlement operations, tracking corporate actions, shortages, and auction processes.
- Stakeholder Coordination: Coordinate actively with depositories (NSDL, CDSL), exchanges, clearing corporations, internal audit, and compliance teams.
- Compliance & Audit: Ensure all settlement activities align with SEBI regulations, exchange guidelines, and internal risk policies while assisting in periodic audits.
- Problem Solving: Act as a self-starter to independently resolve operational bottlenecks, system errors,



or transaction discrepancies.

Qualifications & Experience

- Education: Graduate degree in Commerce, Finance, Business Administration, or a related field.
- Certifications: Mandatory NISM Series-VI (Depository Operations) or NISM Series-VII (Securities Operations and Risk Management) certification.
- Experience: 4 to 5 years of hands-on experience in stockbroking operations or a custody settlement workplace.

Required Skills & Competencies

- Technical Knowledge: Deep understanding of back-office settlement systems, DP mechanisms, and clearing clearinghouse processes.
- Traits: Strong analytical capabilities with a solution-oriented mindset.
- Communication: Excellent interpersonal skills to effectively manage relationships with external regulatory bodies and internal teams.

📌 Senior Associate - Securities Settlement (Mumbai)
🏢 DreamStreet
📍 Mumbai