Job Role:

Execution of audits as per annual audit plan, including Process audits and Concurrent audits, SOX and IFC audits, reporting the findings and follow up for open issues in the assigned location.

Audits to be executed within specified time in compliance with the policies and procedures.

Review the policies and process documents to ensure the audit activitiesare carried out as per the defined audit process.

Audit process includes

- sharing scope and list of requirements to auditee
- preparation of audit checklist
- audit programme
- allocation of audit resources.

Systematically and in an organized way should store the audit data, evidences and audit reports of the allocated audits.

Ensure maintaining quality of audit reports by using checklists, thorough documentation of the findings and adhering to the highest professional standards of quality, objectivity, integrity and honesty in the audits conducted.

Discuss audit findings in the draft report with the stakeholders of respective function provide clarification of the findings, ensure agreement of the final version of reports and subsequently publishing the reports.

Ensure the timely escalation and reporting to Senior Manager - Internal Audit,



any significant issues relating to the audits / audit findings.

Develop and present audit summaries and current status on a monthly /quarterly / half yearly / yearly basis to the Senior Manager - Internal Audit.

Coordinate and build relationship with the other departments to complete the assigned tasks in an effective and efficient manner.

Data analysis – identification and reporting of early warning signals Familiarity with RBI guidelines applicable to NBFC.

Conduct any special assignments if required in consultation with the Senior Manager.

Follow and demonstrate proficiency in the performance of risk based analysis of the business finances and operations, and under standing of data sources that drive the analytics.

Key Responsibilities:

Timely execution of assigned audit activities.

Preparation of accurate reports adhering to timelines.

Training and supervising the Internal audit staff.

Focus on material aspect during functional/process audit.

Liaising with all relevant stakeholders and maintain valuable working relationship.

To identify automation opportunities for internal audit function.

📌 Manager - Internal Audit (Chennai)
🏢 HDB Financial Services
📍 Chennai