We are looking for two dedicated Compliance Officers to join our Legal & Compliance team, one for Portfolio Management Services and one for Alternative Investment Funds.

What You'll Do
▸ Ensure end to end compliance with SEBI PMS / AIF Regulations, circulars, and guidelines ▸ Monitor fund operations, onboarding, KYC/AML, investment restrictions, portfolio limits, and investor disclosures ▸ Handle SEBI regulatory filings, inspections, audits, and correspondence ▸ Review marketing material, PPMs, performance disclosures, and client communications ▸ Develop and implement compliance policies, SOPs,



and monitoring programmes ▸ Track regulatory changes and ensure timely implementation ▸ Prepare compliance MIS and periodic reports for senior management and Board Who We're Looking For: ▸ 3-5 years of experience in a SEBI-regulated entity : PMS, AIF, Mutual Fund, Broking, or Investment Advisory ▸ Post Graduate in Law. CS or CA preferred. ▸ NISM certification is an advantage ▸ Solid knowledge of SEBI regulations, compliance monitoring, and risk assessment Why Monarch: ▸ AIF AUM: ₹1,000+ Crore , one of India's fastest-growing AIF platforms ▸ PMS AUM: ₹261 Crore , 14.68% outperformance in just 6 months ▸ 8 business verticals. ₹1,000 Crore+ networth. Zero long-term debt.

📌 Compliance Officers — PMS (Mumbai)
🏢 monarch networth capital
📍 Mumbai