The Quality Assurance Analyst is a member of the Regulatory Compliance Team, responsible for systematically verifying the accuracy, reliability, and compliance of financial operations and internal controls.

Responsibilities

- Operational effectiveness testing - reviewing the timeliness, completeness and accuracy of Financial Crime Compliance Controls
- Design effectiveness testing - review Standard Operating Procedures and assess against policy requirements
- Planning - Complete Terms of Reference templates and deduce samples using approved sampling methodology for QA reviews
- Reporting - present observations to senior stakeholders for factual accuracy discussions
- Issue management - ensure all issues are remediated in a timely manner
- Record-Keeping Audit Readiness - ensure that thorough documentation of QA processes and results is maintained. Verify that all compliance documentation, records of AML/CFT activities, decisions, and reports, are properly kept and readily accessible for internal or external review and audits.

Requirements





- Minimum 3+ years of financial crime, Compliance, Audit or QA experience
- Experience with transaction monitoring, sanctions screening, KYC/EDD, and suspicious activity reporting.
- Excellent stakeholder management and regulatory engagement experience.
- Solid analytical, decision-making, and problem-solving skills.
- Excellent written and verbal communication skills.
- Experience using Artificial Intelligence (AI) to automate manual processes in a controlled environment.
- Familiarity with AML transaction monitoring, CDD and Screening systems and experience managing regulatory examinations and remediation programmes.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Consultant - Compliance Quality Assurance (Mumbai)
🏢 Nium India
📍 Mumbai