Job Purpose:

To ensure support to Compliance team to handle for all matters relating to compliance operations.

Key Result Areas:

- Managing Inward and outward SEBI correspondences
- SEBI communication tracking and escalation
- Maintain PO/DD list of members
- Monitoring FIU Alerts, disseminate FIU Guidelines to members as and when applicable
- Organize and manage PML compliances
- Administrative Support and assistance in high impacting Compliance initiatives
- Handling documentation of correspondence between Exchange and the SEBI
- Managing custody of agreements/undertaking
- Drafting Board Agendas
- Administrative Support and assistance to CCO

Preferred Profile:

Educational Qualification

Post Graduate from a reputed Institute / University

Experience

0 –4 years of relevant work experience

Skills Required

- Adequate regulatory function knowledge
- Administrative support

Functional Competencies required

- Knowledge and understanding of Exchange ecosystem and operations
- Ability to grasp and interpret compliance & regulatory knowledge
- MS Excel and MS Power Point

📌 Senior Executive-Investor Service Cell (Ahmedabad)
🏢 NCDEX
📍 Ahmedabad