Job Role:

Conduct Compliance Testing as per Annual Compliance Test Plan.

Compliance Review of business activities / processes.

Review of business proposal/launch of business product.

Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure its continuous effectiveness in ensuring all applicable compliances by the company.

Valuable understanding of Credit Function, Credit Policies, Securitisation process, Fair Practices code, AML KYC Policy and CTR STR reporting.

Handle regulatory inspection under RBI/IRDAI.

Collaborate with cross functional teams to facilitate implementation of compliance requirements at all levels/process of the organization and to direct compliance issues to existing channels for resolution.

Key Responsibilities:





Ensure compliance with the statutory requirements and regulations prescribed for NBFC by RBI and all other applicable legislation.

Should be able to independently draft compliance checklists, manuals and other regulatory documentation.

Maintaining and organize compliance records in consonance with internal control and audit mechanisms.

Liaise with Reserve Bank of India and other statutory authorities Periodically provide returns/forms required by them.

Help develop technology solutions to support the various Compliance programs.

Develop and disseminate Compliance and risk trainings and ongoing communications that help drive Company's culture of compliance.

Assist in closure of Internal and Statutory Audit requirement.

📌 Manager - Compliance (Mumbai)
🏢 HDB Financial Services
📍 Mumbai