: Lead – DP KYC

Experience: Minimum 9 Years

Role Overview:

We are looking for an experienced professional to lead Depository Participant (DP) Operations, with additional responsibility for KYC operations, ensuring smooth processing, regulatory compliance, and operational accuracy.

Key Responsibilities:

- Lead end-to-end DP operations, including demat account opening, maintenance, modifications, closures, transmission, rematerialisation, pledging, and unpledging.

- Manage KYC processes, including account verification, documentation, KRA/CKYC compliance, and data validation.

- Ensure compliance with SEBI, NSDL/CDSL, and other applicable regulatory guidelines.

- Handle DP reconciliations, audit requirements, exception management, and regulatory reporting.

- Work extensively on NSDL/CDSL systems, DPM/DP software, KRA/CKYC portals, and Advanced Excel.

- Maintain accurate records, resolve operational discrepancies, and ensure timely processing of requests.

- Coordinate with internal teams, exchanges, depositories, auditors, and compliance departments.





- Monitor process efficiency, identify operational gaps, and implement improvements.

- Guide team members and ensure adherence to SOPs, internal controls, and service standards.

Required Skills Qualifications:

- Minimum 9 years of relevant experience in the Depository Participant industry, with robust hands-on DP operations expertise.

- In-depth knowledge of NSDL/CDSL processes, DP compliance, and applicable SEBI regulations.

- Proficiency in all relevant DP systems, operational software, KRA/CKYC portals, and Advanced Excel.

- Strong understanding of documentation, reconciliation, audit, and compliance processes.

- Excellent problem-solving, analytical, communication, and team-management skills.

Preferred Candidate: A seasoned DP operations professional with strong technical expertise, regulatory knowledge, and the ability to independently manage end-to-end DP functions, along with KYC operations.

📌 Lead - DP (Gurugram)
🏢 UNIVEST STOCK BROKING PRIVATE
📍 Gurugram