Key Responsibilities Accountability:- Roles includes approving advertisement, communications, reviewing outsourcing arrangements, taking necessary internal committee approvals, reviewing product documents etc

Develop the regulatory framework at & compliance advisory • Develop the compliance framework based on the position taken by on all regulatory norms • Interpret the regulatory guidelines & work with the function to ensure total compliance with them.

- Vetbusiness models, internal policies & procedures developed by all functions to ensure that they are in strict adherence to Zero tolerance policy with regards to Regulatory compliance.
- Plan and develop procedures to ensuring the management is appraised with the regulatory changes & their implication.




- Prepare and appraise the Management including the Board and Audit Committee to ensure that instances of regulatory non-compliances are dealt with swiftly and firmly.
- File Regulatory Returns with Authority.

Develop monitoring procedures to check adherence with the regulatory norms • Develop framework to review & check adherence with the regulatory norms • Review exception/ deviation, provide procedural exception to functions relation to regulatory norms. • Coordinate with the IRDA on regulatory audits • Direct procedure to ensure all projects in respect of anti money laundering meet planned schedules.

📌 DM Manager Regulatory Compliance (Mumbai)
🏢 Ace Recruitment Placement Consultants
📍 Mumbai