Job purpose:

- To conduct audit of centralised departments / Functions

KEY RESPONSIBILITIES

1. Carrying out audits of departments having centralised / regional operations across multiple business functions / thematic audits / Management Audits / Spot Audit / User Acceptance Test / SOX audit
2. Carrying out audit as per risk-based approach with coverage of regulatory guidelines, Banks Internal policy, Standard Audit Procedures and checklist
3. Sampling of data (as part of pre-audit preparation) to cull-out exception.
4. Timely, accurate, concise, and effective documentation of audit reports on exceptions observed during the course of audit.
5. Critically review the existing process and procedures during the audit of respective areas and suggest areas of improvement which would enhance controls and simplify process flow.
6. Review and follow up of rectification responses from the auditee for early rectification of audit comments
7. Keep himself/herself updated on Regulatory guidelines applicable to audit units.
8. To effectively track and identify revenue leakage and suggest measures/process to plug the same.
9. Ensure qualitative and effective performance in all areas of audits undertaken.
10.



Assigning of risks to each audit observations and arriving at an indicative audit rating
11. Recommend for change in processes (as and when warranted and identified during his/her course of Audit review).
12. Tracking of audit observations, Review of response / compliance to audit observations, updation of audit database and closure of audit file.

Educational Qualifications

Key Skills

- CA
- Effective communication and drafting skills

- Analytical ability
- Knowledge of MS Word, Excel is mandatory
- Ability to plan & execute audit plans

- Ability to meet deadlines
- Capable of documenting the audit observations effectively, communicating with the auditee to bring about corrective action.
- Robust data analysis, data validation and problem-solving abilities.
- Capable of identifying the risk and evaluating the effectiveness of the internal control put in place.
- Keen attention to detail, self-motivated and inquisitive to learn new areas.
- Capability to multi-task & adaptability

Experience Required
- 5 6 years or more experience in Internal Audit / Risk Unit / Quality Unit / Compliance Unit.

📌 Auditor-Centralised Team (Mumbai)
🏢 HDFC Bank
📍 Mumbai