3-5 Years Churchgate, Mumbai

Department: Legal & Compliance

Reporting To: Head - Compliance

Key Responsibilities:

- 1. Responsible for reviewing, implementing and monitoring circulars / notifications issued by SEBI / AMFI / PMLA.

- 1. Responsible for preparation Reports with SEBI / AMFI / Board of Directors of Asset Management Company / Trustee Company from time to time as per SEBI Mutual Fund Regulations.

- 1. Responsible for due diligence / verification of Compliance Policies and Compliance Manual.

- 1. Responsible for Pre and Post Committee Meeting Functions – preparation of agenda papers, reports, minutes etc.

- 1. Responsible for Preparation & Updation of Scheme Information Document / Key Information Memorandum / Statement of Additional Information.

- 1. Responsible for verification of compliances of various acts applicable to the AMC, Trustee and Mutual Fund.

- 1. Co-ordination with the Internal and Statutory Auditors.

- 1. Co-ordination within the Internal Departments.

1. Maintenance of Statutory Records and MIS.

Education Qualifications :

- B.Com, ACS

Work Experience :

- 3 to 5 Years in Mutual Funds .

Email us at [email protected]

📌 Assistant Manager / Deputy Manager - Compliance (Churchgate)
🏢 Quantum Asset Management
📍 Churchgate