- We are looking for a proactive and customer-oriented PMS Executive to join our Mumbai team.

- The role involves managing client relationships, addressing queries related to trading and investments, and ensuring a seamless client servicing experience.

- The ideal candidate should have a strong interest in financial markets, stock broking operations, and client engagement, along with the ability to work in a fast-paced, market-driven setting.

Key Responsibilities:

- Processing new client applications and KYC documentation.

- Opening demat, bank and PMS accounts.

- Daily trade processing and settlement coordination.

- Reconciliation of trades and holdings with custodians and brokers.

- Ensuring compliance with SEBI PMS regulations and internal policies.

- Timely submission of regulatory filings and disclosures.





- Managing client agreements and renewal documentation.

- Working on PMS software for portfolio updates and reporting.

- Maintaining accurate data records in back-office systems.

Qualifications & Skills:

- Graduate / Postgraduate in Finance, Commerce, or Economics.

- 2-5 years of experience in PMS operations, client servicing, or stock broking.

- Knowledge of capital markets, trading systems, and PMS products.

- Strong communication and interpersonal skills with a client-first mindset.

- Proficiency in MS Excel, PMS software (e.g., Wealth Spectrum, Miles, etc.), and CRM tools.

- NISM certifications preferred (PMS / Investment Adviser / Equity Derivatives)

📌 PMS Executive (Mumbai)
🏢 SYKES u0026 RAY EQUITIES (I
📍 Mumbai