Job Title: Compliance Officer Wealth Management (Assistant Manager)

Location: Mumbai – Goregaon

Work Mode: Hybrid

Shift: Rotational

Joining: Immediate Joiners Only

Job Overview

We are looking for an experienced Compliance Officer to support Wealth Management KYC and Financial Security Compliance activities for Hong Kong and Singapore markets. The role involves client onboarding, account recertification, AML/KYC reviews, risk assessments, transaction monitoring and regulatory compliance.

Key Responsibilities

- Review client profiles for compliance with AML, CFT, CDD and internal KYC policies.
- Perform client due diligence, risk assessments and risk rating.
- Handle client onboarding, account opening and periodic account recertification.
- Review client transactions and identify suspicious activities, unusual third-party transactions and potential financial security risks.
- Assess sanctions-related concerns, Politically Exposed Persons (PEPs) and adverse media findings.
- Investigate KYC/AML concerns, prepare case memorandums and support Suspicious Transaction Reporting (STR).




- Provide compliance advisory to business stakeholders on KYC and Financial Security matters.
- Support account unblocking decisions based on risk assessments and established procedures.
- Assist with internal audits, regulatory inspections and compliance investigations.
- Coordinate with onshore compliance teams and regional stakeholders.
- Ensure adherence to applicable Hong Kong Monetary Authority (HKMA) and Monetary Authority of Singapore (MAS) requirements.

Required Skills & Qualifications
- Graduate in any discipline.
- Minimum 5 years of experience in KYC / Financial Security Compliance.
- Experience in Wealth Management or Private Banking is essential.
- Exposure to Hong Kong and Singapore regulatory requirements is required.
- Solid knowledge of AML, CFT, CDD, EDD, sanctions screening, PEP and adverse media.
- Experience in client risk assessment, due diligence and account recertification.

📌 KYC Compliance Officer (Wealth Management) - Mumbai
🏢 Kiya.ai
📍 Mumbai