Job Role –

• Hands on experience on Depository Operations/Broking Operations.

• Ensure compliance with SEBI, NSDL & CDSL regulations.

• Monitor and control Account account opening, Profile Updates and closures.

• Oversee KYC, CKYC, AML, FATCA and due-diligence processes as per regulatory norms.

• Prepare and submit regulatory reports, returns, and disclosures to authorities.

• Coordinate and support internal, external, and regulatory audits.

• Ensure timely closure of compliance and audit issues, maintain proper documentation, monitor and resolve client and investor grievances, and oversee implementation of internal controls and SOPs

Job Requirements –

• Graduate/Postgraduate in Commerce, Finance, or related field.





• 10–15 years of relevant experience in client lifecycle management.

• Sound understanding of SEBI, Depository, and KRA-related regulations.

• Proven experience in managing teams and handling audits.

• Strong control orientation, attention to detail, and process discipline.

• Commitment to client service excellence with a focus on timely and accurate delivery.

• Robust communication, coordination, and stakeholder management skills.

• Proficiency in MS Excel and workflow/process automation tools.

📌 HO Ops - DP- Lead Depository Operations - West (Mumbai)
🏢 Kotak Securities
📍 Mumbai